What We Do
Sharing Our Compliance Expertise
Online Compliance Training
For Both Individuals & Corporates in Financial Services
The most simple and effective way to ensure your team is fully up to date with their compliance knowledge. We offer e-learning on over twelve compliance topics, delivered in an engaging way to optimise knowledge retention. Accessed at the learner's pace, the training is at their fingertips the moment they need it with full progress reporting available.
Corporate Online Training Platform
Our corporate platform takes away the hassle - you provide a list of learners and we do the rest.
Compliance Insights Newsletter
The Email Newsletter for Compliance Professionals. Sign up to get regular compliance advice, news and updates delivered straight into your inbox. Designed to help you keep your finger on the pulse on the latest developments in compliance and it’s FREE.
Sharing Our Expertise
Our business is understanding key regulatory initiatives and sharing this expertise with our clients. We have a raft of resources available across SM&CR, UK GDPR, FCA and the Consumer Duty to help you understand these key regulations.
Resources for the journey to compliance with FCA regulatory expectations.
A new range of resources coming soon.
Compliance Insights Articles
We regularly release articles covering topics such as: SM&CR, UK GDPR and FCA Regulations in plain, easy-to-understand English to ensure you stay up-to-date with important regulatory compliance.
FCA Application Support
If you intend to carry out a regulated activity under the Financial Services and Markets Act 2000, you need to be authorised by the Financial Conduct Authority (FCA). The application process requires careful navigation, proper presentation of your business and certain documentation, such as a Regulatory Business Plan.
With extensive experience of applications to the FCA we can support you throughout the process, helping create key documentation, ensuring you have everything to hand and answer questions correctly.