Compliance Consultancy & Training

from the Industry Experts

Specialising in the Financial Services, Debt Collection

& Consumer Credit sectors

 

What We Do

Sharing Our Compliance Expertise

Corporate Compliance Training Platform

Our online compliance training platform is specially designed for firms looking to book a number of learners on our courses.

Compliance Resources

Our online compliance resources provide all the information you need to know in relation to compliance hot topics.

Compliance Services & Consultancy

Our compliance services include: FCA Advice & Application Support as well as Third Line Auditing.

Online Compliance Training

For Both Individuals & Corporates in Financial Services

The most simple and effective way to ensure your team is fully up to date with their compliance knowledge. We offer e-learning on over twelve compliance topics, delivered in an engaging way to optimise knowledge retention. Accessed at the learner's pace, the training is at their fingertips the moment they need it with full progress reporting available. 

Corporate Online Training Platform

Our corporate platform takes away the hassle - you provide a list of learners and we do the rest.

Individual Online Training Courses

We also offer one time online course purchases for individuals covering a wide range of areas.

Compliance Insights Newsletter

The Email Newsletter for Compliance Professionals. Sign up to get regular compliance advice, news and updates delivered straight into your inbox. Designed to help you keep your finger on the pulse on the latest developments in compliance and it’s FREE.

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Sharing Our Expertise

Our business is understanding key regulatory initiatives and sharing this expertise with our clients. We have a raft of resources available across SM&CR, UK GDPR, FCA and the Consumer Duty to help you understand these key regulations.

SM&CR

Resources for continued compliance with the Regime.

FCA Guidance

Resources for the journey to compliance with FCA regulatory expectations.

UK GDPR

Resources for compliance with the UK GDPR and Data Protection Act 2018.

Consumer Duty

A new range of resources coming soon.

Coming Soon

Compliance Insights Articles

We regularly release articles covering topics such as: SM&CR, UK GDPR and FCA Regulations in plain, easy-to-understand English to ensure you stay up-to-date with important regulatory compliance.

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FCA Application Support

If you intend to carry out a regulated activity under the Financial Services and Markets Act 2000, you need to be authorised by the Financial Conduct Authority (FCA).  The application process requires careful navigation, proper presentation of your business and certain documentation, such as a Regulatory Business Plan. 

 

With extensive experience of applications to the FCA we can support you throughout the process, helping create key documentation, ensuring you have everything to hand and answer questions correctly. 

 

Contact Us

Email: robert.bell@rbcompliance.co.uk
Tel:  +44 (0)7849 774401

 

For any general enquiries, please fill in the following contact form:

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