© 2019 by RB Compliance Consultancy Ltd.

Registration No: 07904749.  All rights reserved. 

Created by Michelle Lucherini Marketing

Compliance Consultancy & Training

from the Industry Experts

Specialising in the Financial Services, Debt Collection

& Consumer Credit sectors

 

 

Work With Us

Online Training

&

Compliance 

Resources

FCA Advice & Application Support

Gap Analysis Auditing

Why Us?

EXPERTISE

Known throughout the credit and collections industry as compliance experts

+25 years industry experience

Strategic, Director level experience

+100 FCA applications (100% success) 

1000's successful training programmes delivered

INTEGRITY

​With a strong moral and ethical code of conduct, integrity is at the core of everything we do within our business and for our clients. 

KNOWLEDGE

Highly competent with a wealth of knowledge in both the credit and collections industry.​

 

LLB Law

ICA UK FS Diploma

MA (Newcastle) 

L3 Training & Education

PASSION

 

We are passionate about our clients' success, receiving excellent feedback for the quality and diligence we place on our work. 

FLEXIBILITY

We fully understand that each business has its own compliance requirements. Our approach is clear - we tailor our services to meet our clients' specific requirements, remaining flexible at all times.

What is explicit consent?

There is some concern about how a customer’s vulnerability can be collected, recorded and acted upon, given the constraints of the General Data Protection Regulation. So to help firms we’ll be focussing on the interplay between vulnerabilities and the GDPR in a series of articles between now and the first half of 2020. First up is the issue of explicit consent.

Final Stage Troubleshooting for SM&CR

With just over two weeks to go until commencement, solo-regulated firms should be finalising their preparations for the start of the Senior Managers and Certification Regime. Firms can use the FCA’s checklist to make sure they’re on the right track, but we’ve had a number of queries from firms who are struggling with some of the finer points of the Regime, so this week we’ll take a look at final stage troubleshooting.

Final preparations for the Senior Managers and Certification Regime

Aiming to strengthen accountability and responsibility in financial services, the Senior Managers and Certification Regime will complete its roll out across the industry when solo-regulated firms come under the Regime on 9 December 2019. With deadline day less than a month away, this week we’ll take a look at how firms can make the most of the run-up to implementation day.

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Our Experts

Robert Bell LLB
Managing Director

Law graduate and experienced compliance professional at Director Level for 10+ years working in collections and consumer credit lending. Robert is known throughout the industry and judges the CCR Credit Excellence Awards.

Victoria Bell 
Learning & Development

Highly experienced within the educational sector, predominately at University level. Victoria maintains our learning provision and ensures our courses are of the highest quality. 

 

Contact Us

Email: robert.bell@rbcompliance.co.uk
Tel:  +44 (0)7849 774401

 

For any general enquiries, please fill in the following contact form:

 

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