Compliance Insights Articles

Consumer Credit – new reporting requirements

Robert Bell

8 hours ago

Consumer Credit – new reporting requirements

In September, the FCA published a proposal to introduce three Product Sales Data (PSD) returns. The new requirements, to be part of...

Robert Bell

Nov 23

Regulatory Update – November 2023

A new proposal to introduce three new Product Sales Data returns has been published by the FCA. The regulator suggests that the...

Robert Bell

Nov 16

Fair Value Assessments

In a speech made on 1 November 2023 the FCA’s Director of Cross Cutting Policy and Strategy made clear that the Consumer Duty is not a...

Robert Bell

Nov 9

UK’s Economic Crime Plan 2023-2026

Last March the UK Government released its second Economic Crime Plan spanning 2023 through to 2025. It expands on the first plan which...

Robert Bell

Nov 2

FCA Applications

The FCA are now in the process of updating some of the most commonly used Connect forms with Form A – used to apply for Senior Management...

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