Compliance Insights Articles

As you may be aware, the government’s response to HM Treasury’s September 2016 consultation on amending the definition of financial advice was recently published, in which it was noted that the majority of respondents agreed the proposed definition was simpler and broadly supported the change. Resultantly, the government has decided to proceed with the change to the definition of financial advice for regulated firms. Background To recap, one of the recommendations of the Fina