FCA Regulatory Updates: May 2022
The Financial Conduct Authority has issued a letter to around 28,000 consumer credit firms, explaining why a review of advertising should...
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Robert Bell
- May 5
Consumer Duty – Start to Prepare Now
Preparations should be well underway now for the implementation of the Financial Conduct Authority’s Consumer Duty. The final proposals...
Robert Bell
- Apr 21
Financial Conduct Authority Announces 2022/23 Business plan
As part of a package setting out the next stage of changes in approach, the FCA published its latest business plan on 7 April. Announced...
Robert Bell
- Apr 14
FCA Publishes Three-year Strategy
The Financial Conduct Authority published its three-year strategy in early April 2022, along with its business plan for 2022/23. Both...
Robert Bell
- Mar 24
FCA Regulatory Updates: March 2022
The Financial Conduct Authority (FCA) has confirmed the increase to the Financial Ombudsman Service’s (FOS) award limits. From 1 April...
Robert Bell
- Feb 25
Operational Resilience: What The FCA Expects From Your Firm
From 31 March 2022, banks, building societies, PRA-designated investment firms, insurers and enhanced scope SM&CR firms will have to...
Robert Bell
- Feb 21
Implementation of Strong Customer Authentication
After more than a year’s deferral, the Financial Conduct Authority’s extension to the deadline for Strong Customer Authentication (SCA)...
Robert Bell
- Feb 14
Embedding Vulnerable Customer Guidance
It is almost 12 months since the publication of the Financial Conduct Authority’s finalised guidance for firms on the fair treatment of...
Robert Bell
- Feb 7
FCA Regulatory Updates: February 2022
The Financial Conduct Authority have published a page setting out a brief summary of their expectations in respect of MLROs and heads of...
Robert Bell
- Jan 26
Appointed Representatives Consultation
The Financial Conduct Authority has published a consultation on proposed changes to the Appointed Representatives Regime. The...
Robert Bell
- Jan 12
FCA Regulatory Update: January 2022
The Financial Conduct Authority has published a synopsis of the highlights of its new approach in 2022. Linking a number of...
Robert Bell
- Jan 4
Defining a Healthy Culture: It’s Importance to Regulatory Compliance in 2022
At just under a week into the new year, it is time to assess the regulatory direction and the Conduct hot spots for 2022. The Financial...
Robert Bell
- Dec 15, 2021
Vulnerable Customer Guidance
The number of vulnerable adults in the UK was estimated to have risen to almost 28 million by October 2020, in no small part due to the...
Robert Bell
- Dec 8, 2021
FCA Regulatory Updates: December 2021
In this article you'll find a summary of recent updates from the FCA and the impact of these on regulatory compliance. FCA Complaints...
Robert Bell
- Dec 1, 2021
The FCA's Expectations for Remuneration in the Consumer Credit Sector
With less than a month to go to Christmas and New Year, many employers will be looking to reward staff that have worked hard in very...
Robert Bell
- Nov 23, 2021
New Proposal To Place a Ban on Debt Packager Firms
The Financial Conduct Authority has published a new proposal to place a ban on debt packager firms being paid to refer customers on to...
Robert Bell
- Nov 16, 2021
FCA Publishes New Funeral Plan Rules
The FCA has published final and near-final rules on pre-paid funeral plans, which will come under their regulation on 29 July 2022. The...
Robert Bell
- Nov 2, 2021
Financial Services Update - November 2021
In this article you'll find a summary of recent financial services updates from the FCA as well as the government and the impact of these...
Robert Bell
- Oct 26, 2021
Driving Towards Good Customer Outcomes
There have been signs over the previous year that the way the FCA regulates is undergoing a fundamental change. The Business Plan for...
Robert Bell
- Oct 13, 2021
Regulatory Round Up - October 2021
Here is our regulation round up for October 2021 covering all the major compliance and regulatory updates you should be aware of for...
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