Compliance Insights Articles

Here is our regulation round up for October 2021 covering all the major compliance and regulatory updates you should be aware of for...

As 2021 enters the final quarter, the UK faces a tricky winter. The impact of the pandemic on the population’s finances is clear, and...

In this article you'll find a summary of recent financial services updates from the FCA and the impact of these on regulatory compliance....

The Financial Conduct Authority has clearly signalled its intent to expand the use of its enforcement powers over the coming months, as...

In this article you'll find a summary of recent updates from the FCA and the impact of these on regulatory compliance. FCA Chief...

It shouldn’t be any surprise that the FCA’s 2021/22 business plan shows that the Regulator has not taken its foot off the gas when it...

The Financial Conduct Authority has published a webpage with examples of good and bad practices in financial promotions. These and future...

The Financial Conduct Authority have published their Business Plan for 2021 / 22. The plan sets out the Regulator’s rationale for major...

Here is our regulation round up for July 2021 covering all the major compliance and regulatory updates you should be aware of for...

Protection for consumers continues to drive the Financial Conduct Authority’s ongoing work. Their consultation on a new ‘Consumer Duty’...

Here is our financial services update for June covering all the major compliance and regulatory updates you should be aware of. The...

Debt is a very personal issue, and it means different things to different people. The statistics published over the previous year have...

There have been quite a few recent financial services updates from the FCA and Financial Ombudsman Service that firms need to be aware...

The FCA has published their final rules on how firms should approach operational resilience. The rules aim to ensure the financial sector...

With the FCA’s Statement on firm handling of complaints during coronavirus no longer in force, all firms are now expected, once again, to...

The Breathing Space Regulations came into effect earlier this month, with the UK government estimating that the new rules will help...

The FCA published their H2 2020 complaints data at the end of April. The aggregate data shows that the number of complaints has decreased...

As the industry begins to look to a future beyond the pandemic, maintaining a focus on the effects on vulnerable consumers becomes even...

As always, we aim to keep you right up to date with all matters to do with financial services regulation and compliance, as such we have...

Firms for which the Consumer Credit Sourcebook (CONC) applies are reminded that updates to the Handbook will come into force on 4 May...