Compliance Insights Articles

Debt is a very personal issue, and it means different things to different people. The statistics published over the previous year have...

As we get closer to the end of 2020, it’s tempting to put preparations for 2021 on the backburner. However, the new year is just around...

A speech delivered this month by Nisha Arora, the FCA’s Director of Consumer and Retail Policy stressed the importance of firms ensuring...

We have been providing compliance training to the financial sector for over 25 years. We used to only use face-to-face instruction, but...

The FCA has consulted to extend the deadline for solo-regulated firms to have undertaken the first assessment of the fitness and...

A recent EU Commission report has assessed that, two years after implementation, GDPR has successfully updated data protection law for...

Game based training has been around for years now, but there are still some misconceptions about its use, especially within professional...

With this week marking four months since the beginning of the lockdown in March 2020 and some early signs of recovery currently on the...

RB Compliance proudly announces our partnership with LemonadeLXP, the all-in-one learning experience platform for financial institutions....

The COVID-19 crisis has forced companies to let their people work from home. This imposed experiment has shown that companies with...

A collective “sigh” emanates from the room. Not an unusual response to additional compliance training. Traditionally seen as the “heavy”...

If there’s one common misconception about compliance training, it’s that the training itself – some might say like the rules and...

I’m sure you’ll recognise this scenario: A member of staff joins a financial services firm, they receive a first rate induction...

As solo-regulated firms are preparing to leave behind the Approved Persons Regime and implement the Senior Managers and Certification...

The FCA's Conduct Rules form a fundamental part of the Senior Managers and Certification Regime, which will apply to almost all FCA...

This winter sees the introduction of the conduct rules for solo-regulated firms, insurance firms and banking are already complying with...

For solo-regulated firms the commencement of SM&CR is fast approaching, and 9th December will be here before we know it. Most firms will...

With summer just around the corner, December may feel like a long way off. But there are only seven months to go until the Senior...

Although many of us feel confident we know the FCA’s Consumer Credit Sourcebook (CONC) inside and out, even I, as somebody who covers it...

With the introduction of GDPR and next year’s roll-out of the Senior Managers and Certification Regime impacting upon the consumer credit...