Regulatory Horizon for 2019
In this article, we’ll take a look ahead at the upcoming regulatory changes over the next nine months of 2019. In the last two years, firms have dealt with significant new legislative and regulatory rules and guidance, including the Dear CEO letter regarding complaints, the new Pre-action Protocol for Debt Claims, the new rules around Remuneration and Staff Incentives, new rules on Creditworthiness Assessments, and GDPR. Depending on the type of firm, your firm may be embeddi