Compliance Insights Articles

May 23

Closed product reviews – What now?

The return of the sunny weather harks back to this time last year, when we were in the run-up to the implementation of the Financial...

Robert Bell

May 16

Writing your Consumer Duty Board Report

The Consumer Duty, introduced by the Financial Conduct Authority (FCA), aims to set higher and clearer standards of consumer protection...

Consumer Credit – Product Sales Data Reporting

Robert Bell

May 9

Consumer Credit – Product Sales Data Reporting

In late April, the FCA published the final rules and guidance for the introduction of three new Product Sales Data returns into SUP 16....

Robert Bell

May 2

Navigating the Waves: Regulatory Trends

In the dynamic world of financial services, regulation acts as the anchor, steadying the ship amidst potentially turbulent waters....

Robert Bell

Apr 25

Consumer Duty: An Update

The Financial Conduct Authority (FCA) is really stepping up with the Consumer Duty – even more so than with other new regime...

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