Compliance Insights Articles

Jun 27

Dear CEO: Implementing Consumer Duty for Closed Services by July 2024

As the additional year given to complete closed product reviews draws to a close, the FCA have engaged with firms by way of a Dear CEO...

Robert Bell

Jun 20

Regulatory update – June 2024

The FCA have fined HSBC UK £6,280,100 for “failing to show forbearance and due consideration to customers when they fell into arrears or...

Robert Bell

Jun 13

Financial Crime Guide Updates

The FCA’s consultation on amendments to its Financial Crime Guide - particularly to sanctions, transaction monitoring and proliferation...

Understanding the Latest Updates to CONC

Robert Bell

Jun 6

Understanding the Latest Updates to CONC

In April, the FCA confirmed final rules to strengthen protections for borrowers in financial difficulties. In practice, this will bring...

Consumer Duty Board Report: Don’t leave it too late

Robert Bell

May 30

Consumer Duty Board Report: Don’t leave it too late

As we set out in our previous article on the subject “Writing your Consumer Duty Board Reports” the deadline for your first report is...

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